Legal & Terms Of Use

Legal & terms of use

Relationships

Solium Financial Inc. (“Solium Financial”, “Solium”, or “SFI”) is a wholly-owned subsidiary of Solium Capital Inc. – a leading global provider of web-based stock plan administration software and services. Solium Capital Inc. is a publicly-listed company that trades on the TSX under the ticker symbol SUM.

Solium Financial is a Canadian investment dealer, and is a member of the Investment Industry Regulatory Organization of Canada (“IIROC”) and the Canadian Investment Protection Fund (“CIPF”). Our vision is to become a premiere financial service provider with a single-minded mission of revolutionizing the customer’s financial service experience through competitive pricing, best-of-class technology, innovation and exceptional customer service.

Solium Financial is an Introducing Broker (“IB”) and Canaccord Genuity Corp. (“CGC”) is a Carrying Broker (“CB”), who will act as SFI’s agent in all trade execution and settlement, custody of cash and securities, the preparation of confirmations and account statements, and the financing of any account positions. Accordingly, for all transactions that you may enter into, you acknowledge the aforementioned.

Solium Financial, unless otherwise stated, does not guarantee the sale of any security, in whole or part, nor are any of the securities sold insured by Canada Deposit Insurance Corporation (“CDIC”) or any other government issuer that may otherwise insure financial institution deposits.

Terms of use

Please read these terms of use carefully. By accessing www.soliumfinancial.com, you acknowledge, and agree to be bound by these terms. If you do not agree to them, please do not access this site. We reserve the right, in our sole discretion, to modify, alter or update these terms of use at any time and you agree to be bound by these modifications, alterations or updates. The terms “Solium” and “we” refer to Solium Financial Inc. For an explanation of Solium’s practices and policies related to the collection, use, and storage of our users’ information, please read our privacy policy, which can be found in our Account Agreement & Disclosure Documents.

Use of website

Solium is not responsible in any manner for direct, indirect, special or consequential damages arising out of your use of this website and/or any web browser, including any damages you may suffer if you transmit confidential or sensitive information to us or if we communicate such information to you at your request. This site or any portion of this site may not be reproduced, duplicated, copied, sold, resold or otherwise exploited for any commercial purpose that is not expressly permitted by Solium.

Information on site is general only

Information provided by Solium and other sources is believed to be accurate and reliable when placed on this site, but we cannot guarantee it is accurate, complete or current at all times. Information on this site is for informational purposes only and is not intended to provide financial, legal, accounting or tax advice and should not be relied upon in that regard.

Trademarks and copyrights

Certain names, words, titles, phrases, logos, icons, graphics or designs in the pages of this website may constitute trade names, registered or unregistered trademarks, or service marks (“trademarks”) of Solium or its licensors. All the information on this website is protected under the copyright laws of Canada and/or other countries. Users of this website shall be entitled to copy any information for their own personal use but may not republish or reproduce any such information in any manner, including electronic reproduction by “uploading” or “downloading,” without the prior written consent of Solium. Otherwise, no one has permission to copy, redistribute, reproduce or republish, in any form, any information found in the pages of this website. Any printed copies of these web pages must retain, without modification, all copyright, trademark and other proprietary notices.

Any unauthorized downloading, re-transmission, or other copying or modification of trademarks or other contents of this website may be a violation of statutory or common law rights which could subject the violator to legal action.

Links and software

This website may contain links to third-party websites. Links to other websites from this website are for convenience only. The information, material or content on this site, or linked to from this site, was not intended to endorse any third-party products, services or information. Links from this site should be followed at your own risk, and Solium is not responsible or liable for the accuracy, availability or reliability of any information, goods, data, opinions, advice or statements made available on these websites.

Linking to our website

Unless otherwise set forth in a written agreement between you and Solium, our linking policy is as follows:

  • The appearance of the link must not damage or dilute the goodwill associated with Solium’s trademarks;
  • The link must point to the URL (www.soliumfinancial.com) and not to other pages within this website;
  • The appearance, position and other attributes of the link may not create the false appearance that your organization or entity is sponsored by or associated/affiliated with Solium;
  • When selected by a user, the link must display this website on full screen and not within a “frame” on the linking website; and
  • Solium reserves the right to request the removal of the link at any time at its sole discretion.

Email

Any unprotected email communication over the Internet is, as with communication via any other medium (e.g., cellular phones, post office mail), not confidential, and is subject to possible interception, loss, or alteration. Solium is not responsible for and will not be liable to you or anyone else for any damages in connection with an email sent by you to Solium or an email sent by Solium to you at your request.

Do not include confidential information such as account numbers or other personal information in email messages. If you would like to discuss your personal or account information please contact us by telephone.

Feedback

Solium enables visitors to our site to provide us with feedback – by email or otherwise. This feedback is vital to us in evolving our services to better meet the needs of the marketplace. Solium will treat all feedback confidentially and obtain written permission if your feedback is to be reproduced, published or modified.

Jurisdiction

The website is administered by Solium from its offices in Canada. The site will be governed by and construed in accordance with applicable provincial and federal laws. All disputes, controversies or claims arising out of, or in connection with the site shall be submitted to and subject to the jurisdiction of the courts of the Province of Alberta. Any dispute arising from these terms shall be resolved exclusively in the courts of the Province of Alberta or Canada.

General disclaimer

This website has been prepared for information purposes only and may contain errors, omissions or inaccuracies. Solium assumes no liability or responsibility for any such errors, omissions or inaccuracies and makes no representations about the accuracy, reliability, completeness or timeliness of the information contained on this website. Use of this website constitutes the user’s acknowledgement that Solium and its affiliates, shareholders, directors, officers and employees are not and will not be subject to any liability based on the information contained on this website, errors therein or omissions therefrom, whether or not any of such persons knew or should have known of any such errors or omissions or were responsible for or participated in the inclusion or omission of information in this website.

This website is to be used at your own risk. All the information contained on this website is provided without warranty or condition of any kind, either express or implied. Solium expressly disclaims all warranties and conditions with regard to such information, including, but not limited to, all implied warranties and conditions of merchantability and fitness for a particular purpose and all warranties and conditions implied by statute. In no event shall Solium or its affiliates, shareholders, directors, officers or employees be liable for any damages or any kind resulting from use of this website including, without limitation, any direct, indirect, punitive, incidental, special or consequential damages arising out of or in any way connected with any information obtained from this website or any use of such information.

Solium Financial Inc. does not provide investment advice with respect to the purchase or sale of securities nor does it review your trades for suitability. You therefore will receive no investment advice from Solium concerning the purchase or sale of securities and are solely responsible for assessing the appropriateness of any transaction through your Solium account without the benefit of the assistance of a broker or dealer. Please refer to your Account Agreements & Disclosure Documents as they relate to this matter.